Origins
of the cognitive (r)evolution
George
Mandler
University
of California, San Diego and University College London
Copyright
2001 George Mandler
Abstract
The well documented cognitive revolution was to a large extent an evolving return to attitudes and
trends that were present prior to the advent of behaviorism and that were alive
and well outside of the United States, where behaviorism had not developed any
coherent support. The behaviorism of the 1920 to 1950 period was replaced
because it was unable to address central issues in human psychology, a failure
that was inherent in part in J. B. Watsons founding manifesto with its
insistence on the seamless continuity of human and nonhuman animal
behavior. The revolution was often slow and piece meal, as
illustrated by four conferences held between 1955 and 1966 in the field of
memory. With the realization that different approaches and concepts were needed
to address a psychology of the human, developments in German, British and
Francophone psychology provided some of the fuel of the revolution.
The facts of the cognitive revolution in psychology in mid
20th century have been well documented (see, for example, Baars, 1986;
Greenwood, 1999, and on more special issues see Murray, 1995; Newell &
Simon, 1972). What follows is intended
as a further elaboration of those previous presentations. The adoption of, or
return to, cognitive themes occured in other disciplines as well, for example
in linguistics, but those developments are outside the scope of this
presentation. Nor do I wish to treat in
detail all areas of experimental psychology; I will concentrate on approaches
to human memory. I wish to add the
following four arguments to our general understanding of the events surrounding
the cognitive resurgence: (1) Part of Watsons program prevented the success of
behaviorism and contributed to its replacement. (2) The term revolution is probably inappropriate -- there
were no cataclysmic events, the change occurred slowly in different subfields
over some 10 to 15 years, there was no identifiable flashpoint or leader, and
there were no Jacobins. (3) The behaviorist dogmas against which the revolution
occurred were essentially confined to the United States. At the same time that
behaviorism reigned in the U.S. structuralist, cognitive, and functionalist
psychologies were dominant in Germany, Britain, France and even Canada. (4)
Stimulus-response behaviorism was not violently displaced, rather as a
cognitive approach evolved behaviorism faded because of its failure to solve
basic questions about human thought and action, and memory in particular.
The birth
and failure of American behaviorism
The early 20th century in the United States was marked by a
turning inward, a new American consciousness.1 In science and philosophy the new 20th
century was marked by a pragmatic, anti-theoretical preoccupation with making
things work ‑- a trend that was to find its expression in psychology in
J. B. Watsons behaviorism. I add a remark of
Alexis de Tocquevilles which is apposite of the
behaviorist development and relates its origin to a more lasting tradition of
American democracy: ... democratic people are always
afraid of losing their way in visionary speculation. They mistrust systems; they adhere closely to
facts and study facts with their own senses (Tocqueville, 1889, p. 35).
I want to stress a part of J. B. Watsons arguments that has been neglected in the past. Watsons dismissal of the introspectionism
of his predecessors is well known and documented (see, for example, Baars,
1986). I argue in addition that another part of his attack against the
established psychology contained the seeds of the failure of his program. In
his behaviorist manifesto of 1913, Watson, who had been doing animal
experiments for some years, claimed to
be embarrassed by the question what bearing animal work has upon human
psychology and argued for the investigation of humans that is the exact same as
that used for animals. In the first paragraph of the article, he asserted: The behaviorist, in his efforts to get a unitary scheme of
animal response, recognizes no dividing line between man and brute (Watson, 1913, p. 158). The manifesto was in part a defense
of his own work, a way of making it acceptable and respectable. Watsons preoccupation with marking his place in American
psychology was also noticeable in his treatment of his intellectual
predecessors. He referred to behaviorists, i.e., his colleagues in work on
animal behavior, but there was no acknowledgment that animal researchers as G.
J. Romanes, C. Lloyd Morgan or Jacques Loeb are his conceptual predecessors and
pathfinders.2 He did give credit to Pillsbury for defining
psychology as the science of behavior.
Watsons continuing argument was clothed
primarily in the attack on structuralism and E.B. Titcheners division of experience into the minutiae of human
consciousness (Titchener, 1910, particularly pp. 15-30). However he expanded
the argument for behaviorism on the basis of using animal experiments as the
model for investigating human functioning. The following year, in his banner
book (Watson, 1914), he complained even
more strongly that his work on animal learning and related topics had not been
used in our understanding of human psychology. Watsons unification of human and non-human behaviors into a single
object of investigation prevented a psychology of the human and the human mind
from being established, and in particular it avoided sophisticated
investigations of human problem solving, memory, and language.3
Eventually behaviorism failed in part because it could not satisfy the need for
a realistic and useful psychology of human action and thought.
Watsons goal was the prediction and
control of behavior, particularly the latter when he equates all of psychology
with applied psychology. There is the reasonable suggestion, made inter
alia, that we need to be -- as we have since learned to call it --
methodological behaviorists, i.e., concerned with observables as the first
order of business of our, as of any, science. Post-behaviorist psychologies did
not ask for the feel or constituents of conscious experience, but rather were
concerned with observable actions from which theories about internal states
could be constructed.
Watsons influence was probably most
pervasive in his emphasis on the stimulus-response (S-R) approach.4
The insistence on an associative basis of all behavior was consistent with much
of the empiricist tradition. The
exceptions were E.C. Tolmans invocation of cognitive maps and Skinners functional behaviorism.
However, most behaviorists seriously attempted to follow Watsons lead in insisting on the action of stimuli in terms of
their physical properties, and on defining organism response in terms of its
physical parameters -- the basis for a popular reference to behaviorism as the
psychology of muscle twitches. The position was of course a direct result of working with
nonhuman animals, for whom it was at least difficult to postulate a cognitive transformation of environmental
events and physical action. B. F. Skinner on the other hand used functionalist
definitions of stimuli and responses as eliciting/discriminative conditions and
operant behavior (Skinner, 1995).
However, his initial focussing on the behavior of pigeons and rats also
alienated him from research on specifically human functions, and it is likely
that Chomskys review of Skinners Verbal Behavior put him beyond the pale of the burgeoning cognitive
community.
One of the consequences of Watsons dicta was the switch to animal work in the mainstream of
American psychology. Table 1 shows the shift over decades into animal work as
well as its subsequent decline in the primary journal (Journal of
Experimental Psychology):
Table 1
Articles in The Journal of Experimental Psychology
Year No. of articles % non-human subjects Editor
1917 33 0 J.B. Watson
1927 33 6 M. Bentley
1937 57 9 S. W.
Fernberger
1947 50 30 F.
I. Irwin
1957 67 22 A.
W. Melton
1967 87 15 D.
A. Grant
1977* 20 10 G.
A. Kimble
* These
data are for JEPs successor journal, The Journal
of Experimental Psychology: General
This rise and decline in animal research5 took
place independently of the interests of the editors, the majority of whom were
in fact not doing research on non-human subjects. It also illustrates the basis
of the developing unhappiness among many psychologists doing research on human
memory and related topics at being shut out of the most prestigious publication
outlets (see below). When human subjects were used it was frequently for
studies of eye lid conditioning and related topics in uncomplicated
(non-cognitive?) conditions and environments.
For example, in addition to the 30% animal studies in the 1947 volume,
another 14% were on conditioning.
At the theoretical
level, very little of Hullian theory was applicable to complex human
behavior. John Dollard and Neal Miller
(1953) presented a major attempt to integrate personality theory (mostly
derived from Freud) into the Hullian framework, and Charles Osgood (1950) tried
to explain much of human action in terms of associationist mediation theory.
The major attempt to apply Hullian principles was in the volume on a
mathematico-deductive theory of rote learning (Hull et al., 1940). Apart from a somewhat naive and rigid
positivism, the theory generated predictions (primarily about serial learning)
that were patently at odds with existing information, the logical apparatus was
clumsy, and the predictions difficult to generate. The book generated no
follow-ups of any influence, nor any body of empirical research. It was irrelevant.
The proposals developed few consequences, and together with the insistence that
all thought processes could be reduced to implicit speech, it was generally
accepted that the Hullian approach had little to offer to an understanding of
human thought and action.
There is a wealth of anecdotal information about the
difficulty of getting human research work into print during the behaviorist
period. Much of the work was eventually reported in relatively obscure (and
essentially unrefereed) journals like those of the Murchison group (e.g., Journal
of Psychology, Journal of Genetic Psychology) and Psychological Reports.
One example of work sidelined into secondary journals were studies on
clustering (categorical and otherwise) in memory organization and related
activities. W. Bousfield started these major deviations from the
stimulus-response orthodoxy with a paper in 1953, a change which C. N. Cofer
recognized early on as a tie to Bartletts work (Jenkins & Bruce, 2000).
When James Jenkins & Wallace Russell pursued a related topic, they
published in the Journal of Abnormal and Social Psychology because they
believed that Arthur Melton would not accept it for the Journal of
Experimental Psychology since it was concerned with recall rather than
learning (Jenkins & Russell, 1952). A few years later Jenkins and
associates sent Melton one of their papers (the subsequently widely cited
Jenkins, Mink & Russell, 1958) and were told by Melton, scribbled across
their submission letter, that this would be of no interest to my
readers.6 Another example of behaviorist
hegemony was the difficulty that K. and M. Breland had in publishing any
criticisms of Skinners position on innate dispositions
(Bailey & Bailey, 1980).
As I have indicated, one of the reasons why stimulus-response
behaviorism and research on human memory and thought were incompatible was the
physicalism of the S-R position. The
eliciting stimuli were defined in terms of their physical characteristics and,
in principle, responses were either skeletal/muscular events or their
equivalents in theoretical terms. Such concepts as the pure stimulus act and rg -- the
anticipatory goal response -- were theoretical notions that were to act
implicitly in the same manner as observable behavior and were intended to do
much of the unconscious work of processing information. Greenwood (1999) has
discussed in detail the shortcomings of Hullian psychology with respect to
representation and to conceptual processing.
Whether the cognitive revolution had a specific target is
debatable because the change was one of movement to a more adaptable set of
presuppositions rather than the destruction of the old ones. Research on human
information processing, as the cognitive movement was called early on, moved to
new or neglected areas of research (such as free recall and problem solving)
rather than attacking research with non-human animals. If there was a target it
was the Hull-Spence position -- primarily because of its preeminence in the
field as a whole and its dominance over contending behaviorist positions such
as Tolmans. I would argue that it is not the
case, as Amsel has argued, that the behaviorism that cognitive
scientists attack is a caricature ... of J.B. Watson and B. F. Skinner (Amsel, 1992, p. 67). During the 1930s and 1940s the
dominant figures of American behaviorism were Clark Hull, and eventually
Kenneth Spence, and to the limited extent that the new cognitivists drew
boundaries it was between them and the Hull-Spence axis. However, the latters influence declined as behaviorism in general faded. Skinner, on the other hand, maintained some
of his influence, so that in the year 2000 there were 220 literature citations
for B.F. Skinner, while there were 73 for C. L. Hull and 26 for K.W. Spence.7
As S-R behaviorism faded there was little in the way of
Jacobin sentiments, of a radical rooting out of the previous dogmas. Certainly,
a few of such sentiments found their way into print. Much was said in colloquia
and in congress corridors, but the written record does not record a violent
revolution. If anything qualifies as a Jacobin document it was Noam Chomskys attack on Skinners Verbal behavior (1957), though the attack was not against the dominant
Hull-Spence position (Chomsky, 1959). It
might also be argued that Chomsky failed to distinguish between the
stimulus-response analyses of Hull-Spence and the functionalism of Skinner.
The limited
appeal of behaviorism and the seeds of change
If it is the case, as I have implied, that behaviorism
represented only an interlude in the normal flow of the development of
psychological science, what was it that was interrupted and what was there to
replace the behaviorist position, once it was shown to be inadequate. J. D.
Greenwood (1999) has discussed one such tradition that developed out of the
work of the Würzburg school, Oswald Külpe in particular, of the psychology of
Otto Selz, of the work on directed thought by Ach, as well as later content and
rule based psychologies.8
Within the United States, the 1940-45 war created another
nest of anti-behaviorist developments. The war effort brought together a number
of people in various projects. Of special importance to later developments was
a group at MIT and Harvard, which
included J.C.R. Licklider, S. S. Stevens, Ira Hirsh, Walter Rosenblith, George
A. Miller, W. R. Garner and Clifford Morgan. Their original war work was
primarily in psychoacoustics and noise research, but it extended into signal
detection and related topics. With the creation of the Lincoln Laboratory at
MIT in 1951, this early deviation from behaviorist dogma prepared the ground
for mathematical models and the commanding influence of signal detection theory
in perception as well as memory and other fields (Green & Swets, 1966). By
the time the revolution started these strands were ready to contribute to a new
psychology. Similar accumulations of talent occurred in other parts of the war
establishment as well as in Britain (e.g., in the influence of the military
interest in vigilance phenomena on D.E. Broadbent). Finally, an important
influence that was not Hullian (despite its origins at Hulls Yale) was Carl Hovlands work on concept formation,
attitude change and related phenomena (e.g., Hovland, 1952).
What about the psychology that coexisted in Europe with the
behaviorism of the United States? The
important aspect of European psychology of the time was that not only was
Europe essentially unaffected and uninfluenced by behaviorism,9 but
also that the developments in Europe became part of the American mainstream
after the decline of behaviorism. There was both a general opening up of
America to European ideas and the influx of European psychologists into the
United States. Interestingly, if there
was little influence from the United States to Europe so was there relatively
little leakage of psychological theory across European frontiers. In the 19th
century William James was read in Europe and Wilhelm Wundt was an international
figure up to the beginning of the next century.
But in the 20th century the various national groups were relatively
insulated.
In Germany -- apart from the early influence of the Würzburg
school -- the major development in the early years of the 20th century was the
advent of Gestalt psychology. Wolfgang Köhler, Kurt Koffka, and Max Wertheimer
created a psychology that was concerned with an analysis of human conscious
experience and with organizing structures, concepts alien to behaviorism.
Gestalt psychology introduced -- without apology or embarrassment -- structures
that controlled experience but were themselves not amenable to observation or
introspection. Gestalt psychology was the earliest European influence on U.S.
psychology, primarily because the advent of National Socialism eradicated
German scholarship and forced the major figures of the Gestalt movement to
leave the country. Most of them arrived in a behaviorist America where they
failed to have any immediate influence as they were forced to make do on the
fringes of the psychological academic establishment.10 Despite their
apparent marginality in a behaviorist environment they still had an important
influence on the nascent cognitive developments (see, for example, Hochberg,
1968, and Köhler, 1959).
In francophone Europe (mainly Switzerland and France) much
of the work in the early 20th century was in developmental psychology. The major figure was Jean Piaget, whose work
was available in English as early as the 1920s (Piaget, 1926). Similarly,
Edouard Claparèdes work with children had been
translated, but not his major contribution to the problem of hypothesis
formation (Claparède, 1934). Binets work on intelligence testing was
well known early on. However, there was little early interest in a theoretical
developmental psychology, much of the focus was on clinical developmental
problems. In particular, the interest in cognitive development did not take off
until well after World War II. But there
is no doubt that figures like Jean Piaget were central in that development in
the United States.
The most extensive cognitive developments during the
behaviorist interlude in the United States occurred in Britain. It is of particular interest since no
language barrier would have prevented these ideas from being generally adopted
in America -- but it was not to be. The
early stages in the British history of cognition (see also Collins, 2001) were
set by F. C. Bartlett in the 1930s, and by the brilliant Kenneth Craik who died
in an accident in 1945. Craik suggested in 1943 that the mind constructs models of reality: "If
the organism carries a small‑scale model of external reality and its own
possible actions within its head, it is able to try out various alternatives,
conclude which is the best of them, react to future situations before they
arise, utilize the knowledge of past events in dealing with the present and
future, and in every way react to a much fuller, safer and more competent
manner to emergencies which face it" (Craik, 1943, p.57). Craik was the
first director of the Applied Psychology Unit in Cambridge which for another
half century would be a leading center for cognitive psychology. He was
succeeded by F.C. Bartlett and Norman Mackworth. In 1958 Donald Broadbent
became the APU director. Broadbent also anticipated the American revolution
with his early work on attention in the 1950s and his work on communication
(Broadbent, 1958). Another important
influence in Britain was George Humphrey whose two books on the history and
data on thinking summarized the field and pointed to new directions (Humphrey,
1948, 1951). And finally mention must be made of our British-Canadian neighbors
and the influence of D.O. Hebb on the post behaviorist psychologies in the
United States (Hebb, 1949).
In summary there was an obvious plethora of non-behaviorist
ideas available in the world during the 1930s and 1940s. Some of them were heard in the U.S. but none
of them was rigorously or widely followed.
It was not until the late 1950s that the failure of behaviorism made
room for these foreign notions.
The waxing
and waning of associationism
In the nineteenth century experimental psychology was
initially dominated by German psychology which in turn had embraced British
empiricism and associationism to a large extent. That embrace was particularly
evident in the experimental study of memory started by Hermann Ebbinghaus
(1885). Ebbinghaus introduced the serial and associative learning paradigms
that were to dominate the field for many decades.11 With minor perturbations the Ebbinghaus
tradition smoothly merged into the functionalist tradition of the early 20th
century (McGeoch, 1942), and then into the behaviorist methodologies. The research was behaviorist in style,
emphasizing stimulus-response connections and some concepts (such as
reinforcement and stimulus generalization) imported from the Hull-Spence
tradition. Thus, an often atheoretical
neo-Ebbinghaus tradition survived the war and continued into the l950s. The
preoccupations of the verbal learning psychologists were focussed on
associations, their nature and strengths.
Was there an alternative conception?
In fact a productive movement of work on memory had
subverted the dominant associationist and behaviorist themes for some
time. Historically, as Greenwood (1999)
has noted, it was Locke who had pointed out that theassociation of ideas did not provide a general
explanation of human reasoning. In modern times, the movement was characterized
by Bartletts work with schemas and his
insistence that memory was constructive not reproductive (Bartlett, 1932) and
by the associationist Thorndikes experiments demonstrating that belongingness
(this goes with that) was a major factor in determining what was learned and
retained (Thorndike, 1932, p.72). The
culmination was the publication of George Katonas book on memorizing and organizing
(Katona, 1940).12 Katona
spent much time in explicating, both experimentally and theoretically, basic
principles of Gestalt psychology such as understanding, grouping,
whole-relations and the function of meaning; the final message is clear: [O]rganization is a requirement for successful memorization.
It must be present in some form in all kinds of learning (p. 249).
Organization refers to the establishment or discovery of relations among
constituent elements. Katonas book characterized the organizational movement. It was typical of the behaviorist interlude
that in 1941 Arthur Melton, one of its gatekeepers, dismissed Katonas book as lacking operational definitions and producing
unreliable results (Melton, 1941). Not surprisingly the attempts to introduce
notions of organization into American psychology were not successful.
With the onset of the revolutionary period new attempts
were mounted to replace associationist thinking with organizational principles,
i.e., that the glue that held together memorial contents were categories and
organizations of words, thoughts, and concepts rather than item to item
associations (Bower, 1970; Mandler, 1967; Mandler, 1977; Mandler, 1979;
Tulving, 1962). By 1970 organization had been reinvented and became the major
direction for memory research for about 10 years. The new organizational psychology was
probably a significant improvement over its predecessor -- advances in
experimental and statistical techniques and specifications of theoretical
mechanisms represented significant forward steps over the Gestalt
notions of the earlier period.13
The revolution tended to be long and convoluted, highlighted in a series
of conferences. I will discuss the ones on memory below, but memory was not the
only nor was it the first field of psychology to organize conferences on the
new directions. One of the most direction-giving occasions was the Special Group on Information Theory of the Institute of Electrical and Electronics Engineers
which met at MIT in 1956 (see Baars, 1986, passim). At that meeting Noam
Chomsky, George Miller, and Alan Newell and Herbert Simon presented the initial
papers of a trend that would be defining in the next decade. A similar pace
setter, in that case for the emergence of Artificial Intelligence and its
relation to cognitive processes, was the London Symposium on the Mechanisation
of Thought Processes in 1958 (Anonymous, 1959).
In other areas the attention to cognitive factors developed at various
times during the decades following the 1950s, as in emotion (Schachter &
Singer, 1962), perception (Hochberg, 1968), and personality theory (Mischel,
1968).
I now turn to a case study of the revolution in the memory field, which
illustrates the successive steps toward a different way of looking at a
discipline. The field was called verbal learning under the behaviorist aegis,
continuing a belief that basic learning processes (no different from those operative
for non-human animals) were being investigated. Since learning -- the novel association of stimuli
with responses -- was the basic law of psychology, all behavioral phenomena,
including so-called memory processes, had to be brought under the operation of
that basic law.
A case
study in memory14
Deviations from the behaviorist stimulus-response orthodoxy
occurred early on in the field of verbal learning. A case history of
the area is interesting because the field was populated not only by revolutionaries but also by large number of
orthodox conservative researchers. I
have already noted some of the early changes that were initiated in the early
1950s by Bousfield and others. This was
followed by C. N. Cofers convening an informal Group for the Study of Verbal Behavior (GSVB) that met at the fringes of conventions. The GSVB
established the early deviations from the verbal learning dogma by providing a forum for the discussion of such revolutionary topics as free recall (the
occurrence of responses without discernible stimuli) and categorical
clustering. We can track further developments in four conference at Minnesota
in 1955, at Gould House in New York state in 1959 and 1961 (I shall refer to
these as Gould1 and Gould2), and at the University of Kentucky at Lexington in
1966. I show first the players at the
four conferences:
At the 1955 Minnesota Conference the following presented
papers: W. A. Bousfield, C. N. Cofer, D. H. Howes, J. J. Jenkins, L. J.
Postman, W. A. Russell, S. Saporta.
At Gould1 (1959) all of the above with the exception of
Howes and Saporta were present, together with J. Deese, A. E. Goss, G. Mandler,
A. W. Melton, B. S. Musgrave, C. E. Noble, C. E. Osgood, and B. J. Underwood.
At Gould2(1961) the members of Gould 1 came with the
exception of Bousfield and Osgood (who had been invited but were unable to
attend), and the following were added: R. W. Brown, G. A. Miller, B. B.
Murdock, Jr., L. R. Peterson, R. N. Shepard, A. W. Staats and D. D. Wickens.
At the Kentucky (1966) conference attendees from the previous conferences were: Cofer,
Deese, Jenkins, Mandler, Osgood, Postman, and Underwood (who withdrew his
paper), together with: S. Asch, W. F. Battig, T. G. Bever, L. E. Bourne, T. R.
Dixon, D. E. Dulany, J. A. Fodor, M. Garrett, D. L. Horton, N. F. Johnson, F.
H. Kanfer, H. H. Kendler, G. Keppel, P. M. Kjeldergaard, H. Maltzman, D.
McNeill, H. Pollio, E. Tulving, R. K. Young. The list includes people
interested in language, some additional ones in the memory/verbal learning
area, as well as general behaviorists.
There was obvious continuity among the four conferences.
Five (out of seven) speakers at the
Minnesota conference were at Gould1, four of them were at Gould2, and
Gould2 was designed to be a continuation of Gould1 with only two Gould1
speakers unable to attend. More interesting are the additions that appear in
Gould2. With the exception of Staats, they were all significant contributors to
the cognitive psychology of the next 30 years. Staats was a fundamentalist behaviorist who
tried to defend the status quo with a spirited defense of a physicalistic S-R
psychology, sprinkled with such pejorative comments about cognitive concepts as
improper method with mentalistic overtones (Cofer & Musgrave, 1963, pp. 273 and 272).
Seven
members of the original Gould1 group were at Kentucky. However, the object of the latter conference
was to gather specialists in the area of verbal behavior and to address the
relation of their work to general behavior theory (interpreted as S-R theory).
That goal was, as we shall see, anachronistic at best.
The early setting for the transformation was set in 1955 at
the Minnesota Conference, which is described in Jenkins (1955) and Jenkins
& Postman (1957). Apart from the novel interaction with a genuine linguist
(Saporta), the conference contents heralded the changes that were about to
happen. There was still some preoccupation with the nature and manipulation of
associative responses, but these were put in terms of different contexts,
norms, and instructions. The influence of the linguistic environment was
mirrored in a new interest in understanding grammatical categories and the
functions of syntax. And in Davis Howes presentation there were the first
glimmers of the coming mathematical models.
But the old traditions of learning lists of nonsense syllables seemed to
be well on their way out.
Then in 1958 in discussions with C. N. Cofer the Office of
Naval Research (ONR) which had supported many of the researchers in verbal
behavior, offered to fund a conference of some of its grantees and other
interested parties.15 Gould1
met in the fall of 1959. With a couple of notable exceptions (G. A. Miller was
invited but unable to attend) the attendees represented the range of interests
and ages of the field. Commitments to the status quo ranged from Arthur Melton
(the eminence grise of verbal behavior) to a trio of young Turks (James
Deese, Jenkins and Mandler). Hard line S-R behaviorism was represented by
Albert Goss. The conference proceedings were published in 1961 (Cofer, 1961)
and a verbatim record of most of the discussions exists in Musgrave (1959).
The topics in Gould1 were themselves a deviation from the 75
year history of the field since Ebbinghaus initiated the experimental study of
verbal learning. There was relatively
little about the use of nonsense syllables and much about language and
meaning. It can be argued that the major
new interests developed by this conference arose out of the repeated
consideration of semantics and syntax.
The latter in particular was initiated by discussions of Gosss view of sentence production (in the context of an S-R
discussion of conceptual schemes). The behaviorist implication that sentences
were sequences of stimulus-response chains mediated by verbal labels was
strongly attacked and disputed. At one point of the discussion a summary of the
syntactical problems discussed was generally accepted: The occurrence of a new word in a syntactic structure
determines its position and form in most other syntactic structures in that
language. This constraint cannot be explained in terms of the distribution of
response probabilities or contingent probabilities between encoded units (Cofer, 1961, p. 78).
This was a direct rejection of associationist positions and heralded the
importance of organizational processes in the next decade. The interest in language was strong enough to
generate a request that Jenkins prepare a short bibliography, which was
appended to the report volume.
The report of the conference also included a general
statement, usually facetiously referred to as the manifesto, initiated and probably authored by
Deese, Jenkins and Mandler, that supported experimental approaches to an
associationist critique. Determining he actual authorship of the manifesto illustrates some of the
difficulties of accurate historical reporting. In the text (Cofer, 1961)
Mandler is given as initiator and author of this statement. The same is true of the transcript of the
conference (Musgrave, 1959). Mandlers recollection is that the statement was written in the
course of an evening of discussions that involved him, James Deese, and James
Jenkins. In a personal communication,
Jenkins has recalled a discussion in which it was asserted that the speculative naming of mental states and entities would not add to our knowledge (hence the manifesto was
sometimes called the anticognitive manifesto). The three were then directed to prepare a memorandum but
for some reason he (Jenkins) was unable to join Deese and Mandler that evening.
He recalls that Mandler and Deese prepared the statement, presented it the next
day, and it was generally assented to. Memory is truly constructive, even for its
practitioners.
The manifesto did not bear comparison with truly
programmatic statements, such as Watsons.
It was primarily addressed to problems of the psychology of language.
The statement questioned whether syntactical problems can be
adquately handled by an associative orientation, or
whether conceptual schemas which depend on
verbal labels [can] explain the general problem of syntactic structure. In general, any
attempts to explain syntactic structures by currently available approaches were
rejected. At the same time it attacked
the glib invocation of mental mechanisms and rejected facile criticisms and the mere postulation of new processes. (Cofer, 1961, p.80) The manifesto was an attempt to undermine associationist dogma on the one
hand, and to quiet the fears of the conservative establishment of theoretical
excesses on the other. And even though it was addressed to problems of language
and syntax it was understood then and invoked later as a general critique of
associative approaches to complex mental phenomena. Jenkins, Deese, and Mandler piped up again in Gould2 when they
decried the inadequacy of an attempt by Staats to treat purpose in terms of S-R
concepts (Cofer & Musgrave, 1963, p. 290).
In his summary of the Gould1 conference, Cofer noted the
following points of relatively novel emphasis: the problem of response
integration (acquisition of a response independent of the S-R connection);
emphases on one-trial learning; the recognition that nonsense syllables are complex affair(s); the notion that recall is a
constructive and guessing process (a point only glossed by Cofer but of great
emphasis in later years); and the attempt to assess meaning experimentally (not
very successful). At the same time long held assumptions, such that frequency
of experience determines associative probabilities or that responses are always
acquired in the context of stimuli, were questioned and often put aside.
Approaching footsteps of other developments in the coming revolution were a single passing reference to
Chomskys Syntactic structures, and a
mention of the impending and influential book by Miller, Galanter, and Pribram
(Chomsky, 1957; Miller, Galanter & Pribram, 1960).
Apparently Gould1 generated enough light (and some heat) for
ONR to sponsor a follow-up conference. In Gould2 the new orthodoxies had just
about arrived. The conference was held in June 1961 and its report was
published in 1963 (Cofer & Musgrave, 1963).
Apart from the character of the conference participants, mentioned above,
not only the topics, but also the flavor of the discussion acknowledged the
changed climate. Among the formal papers
presented there were an analysis of recognition by a Yale Ph.D. -- Bennet
Murdock -- which was essentially devoid of S-R concepts, a discussion of the
acquisition of syntax by Roger Brown (and Colin Fraser) which was both
naturalistic and non-behaviorist, a discussion of purpose by Russell, and an
influential paper on immediate memory (not verbal learning!) by Lloyd Peterson.
The most modern of the presentations was Millers discussion of Postmans paper on one-trial learning. Significantly it ended with a presentation of
Edward Feigenbaum and Herbert Simons EPAM (Elementary Perceiver and
Memorizer) theory as an example of human cognitive processes. EPAM was one of the
earliest (if not the earliest) attempts to develop computer oriented models of
human memory, originally presented in 1959 (Feigenbaum, 1959).
In the summary of the conference Wickens noted that the
discussion had been divided into two opposing camps - one of these clearly reads S-R, but he could not identify the
other, it was not quite Gestalt or structuralist or functionalist and Wickens
ended up calling it non-S-R, or should it be anti-S-R? (quoted in Cofer and Musgrave, 1963, p. 374). He
characterized the two groups as showing (a) a difference in generating research
problems, with the S-R group looking for problems to which their theory can be
applied, whereas the Antis were indifferent to current psychological theory,
(b) that the S-R group applied whenever possible the timeworn
concepts of their system whereas the Antis were receptive to ... theoretical
formulations which are new to psychology ... ., and (c ) the commitment of the S-R
group to physiology, associationism and Pavlovian conditioning, whereas the
Antis had no residual ... sentiment for this
physicalistic way of thought. (p. 375-376).
As noted above the goals of the Kentucky conference (funded
by the National Science Foundation) were broader than those of the other three
-- an integration under the aegis of S-R principles. However,
it was too late for such an effort -- most of the papers were departures
from stimulus-response orthodoxy. The proceedings of the conference were
published in D. L. Dixon and T. R. Horton (1968). In fact, these papers (and
the often fiery disputations at the conference) showed that the result was a
contentious confrontation between quasi-behaviorist associationism and an
assertive attack by the new cognitive practitioners.16 Some fifteen
years after the initial signs of change in American psychology it was now
possible to say such things as: Is anybody really willing to assume
that the general laws of habits, as developed in simple behavior in lower
animals, apply to verbal behavior in man? (p. 110) Central to the attack was
on the one hand a rejection of associationism and on the other the new
distantiation of language from the other traditional verbal behavior concerns.
The attack on associationism and S-R approaches in several papers centered on
the claim that association was a descriptive term, that associations did not
explain anything but were something to be explained.17 As Asch noted: It may even be in order to entertain
the possibility that it is not necessary, nor perhaps fruitful, to be an
associationist in the study of associations. (p. 227). The new approaches to language, fuelled by
now by Chomskys contributions, rejected
associationism out of hand and required new logical structures for the study of
language. And after 7 years since Gould1
the rejection of the glib invocation of schemas, structures and organization (to quote a phrase from the 1959 manifesto) had been
replaced by principled discussions of these feared concepts.
In their summary of the conference, Dixon and Horton noted
that instead of an integration within some general behavior theory the
conference produced significant objections concerning
[the] restrictions and adequacy of [S-R theory]. (p. 573) They noted the heated discussion and concluded: [I]t appears that a revolution is certainly in the making. (p. 580). One can argue that the (r)evolution had already
taken place. On the other hand, the feeling of many of the cognitive participants
that not just behaviorism but also associationism had been defeated was clearly
in error. As George Humphrey suggested
in 1951, the history of the psychology of thinking consists mainly of an
unsuccessful revolt against the doctrine of associationism.
The conferences were
followed by the change of the Group for the Study of Verbal Behavior (GSVB)
into the organizing group for a new Journal of Verbal Learning and Verbal
Behavior (Cofer, 1978), but the name of the journal was not changed
into the contemporary Journal of Memory and Language until 1982.
One might conjecture what would have happened in the field
of memory if behaviorism had not dominated American psychology for 40 years.
Among the possibilities is that mechanisms like schemas would have been adopted
early on from Bartlett and Piaget, that Bousfields notions about clustering together
with Katonas book on organization would have
resulted in an early attention to organizational factors, that Kenneth Craiks thoughts about representation would have been attended to,
that questions about the structure of syntax and semantics would have been
addressed. All of this happened
eventually, but some decades later. What followed eventually in the last decade
of the 20th century was a period of consolidation and general quietude in the
memory field.
Epilogue
I close with a reminder that psychology, just as many other
intellectual endeavors, conforms to Hegels view of the spiral of thought,
with topics recurring repeatedly in the history of a discipline, often at a
more sophisticated or developed level.
The advent of connectionism has already shown a return of associationism
in modern clothing. At the turn of the
century we are in the midst of a preoccupation with neurophysiological
reduction, a concern that psychology had previously displayed at a periodic
cycle of some 40-50 years. The notion of recurring cycles is alien to a recent
attempt to see the future of thecognitive revolution (Johnson & Erneling, 1997). The mirror that book
displayed is cloudy indeed with a variety of different predictions. The most unlikely is the one presented by the
keystone chapter of the book in which Jerome Bruner endorses a postmodern view
of cognitive science (Bruner, 1997), which is the one position least likely --
given its postulates -- to foresee any future at all. But psychology has been one of the
disciplines that has essentially been unchanged by postmodern attempts (in
contrast, for example, to literature and anthropology). The most likely case is that psychology will
-- as it has in the past -- muddle along, encountering other revolutions,
whether cognitive or not.
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Footnotes
1. I have
sketched the socio-political origins of American behaviorism elsewhere
(Mandler, 1996, reprinted in Mandler, 1997).
For a discussion of the pre-behaviorist cognitive psychologies see Greenwood (1999) and Mandler & Mandler
(1964).
2. The
omission of Loeb may have been deliberate, since Watson had been warned away
from him as a graduate student (Watson, 1936, p. 273).
3. Though
by 1919 he was fully committed to the investigation of human emotion from a
behaviorist standpoint, i.e., that the human organism is built to
react in emotional ways. (Watson, 1919, p. 223).
4. However,
as Samelsons (1981) research has shown, it took
some years after 1913 before one could speak of a general acceptance of
behaviorism.
5. Robins, Gosling & Craik (1999) also noted
a general decline in articles on animal research during the second half of the
20th century.
6. Personal
communications from James Jenkins.
7. Courtesy
of the WebofScience.
8. For a
discussion of and presentation of a selection of those earlier developments,
see Mandler & Mandler (1964).
9. For
example, George Miller (in Baars, 1986, p. 212) reports being told after a talk
at Oxford in 1963 in which he had attacked behaviorism: [T]here are only three behaviorists in England, and none of
them were here today! In 1965 I was approached by a
senior British psychologist and asked, in all seriousness, whether anybody in
America really believed any of the behaviorist credo.
10. For an
account of the German immigration in psychology see Mandler & Mandler
(1968). For a specific account of the Gestalt psychologists in the U.S., see
Sokal (1984).
11. Though
it was Ebbinghaus who first noted that much of human memory, particularly in
every day thought, was nondeliberate (Mandler, 1985) and not represented by the
very experimental methods he had popularized - an important addendum and mostly
and mistakenly ignored for nearly a century.
12. Murray
and Bandomir (2000) have discussed insightfully Katonas indebtedness to G. E. Müller for many of his insights into
problems of organization.
13. It is
difficult to specify exactly when organizational variables stopped attracting
both theoretical and empirical attention, but by the early 1990's the status of
organization as necessary for recall and recognition was all but
forgotten. Studies of the strength of individual items and their
connection to other items regained prominence and the connectionist movement
(Hinton & Anderson, 1981; Rumelhart & McClelland, 1985), a highly
sophisticated replay of age old associationist themes, became dominant, but
that tale is beyond the scope of this article.
14.This
account is based in part on personal recollections, as well as on the published
record and two informal records (Jenkins, 1955; Musgrave, 1959), which have
been deposited with Special Collections, Library, University of California, San
Diego.
15. In
contrast to later years when the cold war dominated American science, ONR was prepared to support work unrelated to
its military mission.
16. In
fact, B. J. Underwood was so angry at the tone of the conference that he
withdrew his paper and is not listed as a participant.
17. Associationism refers to the broad theoretical assertion that there exists
a general mechanism whereby any two events (usually within a specific modality)
can be brought into dependent occurrence
(usually by such mechanisms as repetition, reinforcement, etc.). An
opposition to associationism does not deny the importance of the co-occurrence
of two or more mental (or behavioral) events, but it asserts that such
co-occurrence is based on principles other than traditional association. For example, for the defining
method of paired-associates learning it has been shown that these associations depend on the development of
unifying (meaningful) links joining the two items (Mandler, Rabinowitz &
Simon, 1981).